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FINRA Awards for First Union Brokerage Services.

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0042309/23/2020Claimant(s): Sylvester Knox
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): First Union Brokerage Services.
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Louis H Miron
Hearing Site: Newark, NJ
17-0263607/23/2018Claimant(s): Jason Scheurer
Claimant Lawyers(s): Michael Bessette
Respondent(s): Wells Fargo Clearing Services, First Union Brokerage Services., Infinex Investments.
Respondent Lawyers(s): Demian J. Betz, Gregg Breitbart
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA

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