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FINRA Awards for Joseph J. Dougherty

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Displaying 21-23 out of 23 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0122106/13/2014Claimant(s): Alexander Simanovsky
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
12-0037308/15/2012Claimant(s): Mary Spuhler
Claimant Lawyers(s): Mary Beth Fisher Spuhler
Respondent(s): Louis Grammes
Respondent Lawyers(s): Stephen Moniak
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
10-0348605/06/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Christopher S. Koller
Respondent(s): Robert Connell
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Edward F. Koren, Joseph J. Dougherty, Aaron David Fray
Hearing Site: Philadelphia, PA

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