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FINRA Awards for Eric Rice

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0197212/22/2009Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Patrick J. Folan
Respondent(s): Eric Rice
Respondent Lawyers(s): Eric Allen Rice
Arbitrator(s): James B. Guillou
Hearing Site: San Diego, CA

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