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FINRA Awards for Jerry M. Helfand

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0478202/11/2010Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Matthew Fitch
Respondent Lawyers(s): Matthew Daniel Fitch
Arbitrator(s): Jerry M. Helfand
Hearing Site: Minneapolis, MN
09-0202611/11/2009Claimant(s): Timothy Parker
Claimant Lawyers(s): Timothy E Parker
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Cathy Gress Springer
Arbitrator(s): Jerry M. Helfand
Hearing Site: Minneapolis, MN
08-0445205/06/2009Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Christopher Hince
Respondent Lawyers(s): Christopher Michael Hince
Arbitrator(s): Jerry M. Helfand
Hearing Site: Minneapolis, MN

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