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FINRA Awards for Brian Rorick

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0000107/08/2021Claimant(s): Brian Rorick
Claimant Lawyers(s): Michelle Atlas
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Michael Jeffrey Norton
Hearing Site: Denver, CO

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