FINRA Awards for Carlos Legaspy

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-01096	12/14/2023	Claimant(s): Carlos Legaspy Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Insight Securities. Respondent Lawyers(s): James Gaafar Arbitrator(s): Lawrence W. Arness, Karl Richard Lukens, David Miller Hearing Site: Chicago, IL
21-01761	11/07/2022	Claimant(s): Carlos Legaspy Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Insight Securities. Respondent Lawyers(s): James Gaafar Arbitrator(s): Lawrence W. Arness, Marilee Roberg, Seymour Andrew Newman Hearing Site: Chicago, IL