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FINRA Awards for Chatsworth Securities

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0092210/21/2008Claimant(s): Chatsworth Securities
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): The GMS Group
Respondent Lawyers(s): Robin C. Tarr
Arbitrator(s): Barry Quint, William E.S. Browning, Kelly M. Lonergan
Hearing Site: Hartford, CT

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