Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Jeremy Isleman | 5784741 | 1 | 09/10/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Thomas Burgess Hamlin | 2208505 | 10 | 09/09/2024 | Customer Dispute | Pending | $650,000.00 | $0.00 | See Allegations |
| Donald Anthony Wright | 5562960 | 2 | 09/09/2024 | Civil | Pending | $0.00 | $0.00 | See Allegations |
| Yonglin Ren | 5210376 | 2 | 09/09/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Spencer Reed Huggett | 4538364 | 2 | 09/09/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Megurditch Mike Patatian | 4047060 | 21 | 09/09/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See Allegations |
| David Hilton Page | 2874899 | 9 | 09/09/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| James Hunter Dryden | 1717900 | 1 | 09/09/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Ashlee Nicole Godfrey | 5889108 | 8 | 09/09/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Gail Antoinette Milon | 1766745 | 4 | 09/09/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |