Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Raymond John Dimuro | 3195132 | 2 | 09/18/2024 | Civil | Pending | $0.00 | $0.00 | See Allegations |
| Donald Anthony Wright | 5562960 | 2 | 09/09/2024 | Civil | Pending | $0.00 | $0.00 | See Allegations |
| Peter James Decaprio | 1293305 | 3 | 08/21/2024 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Russell Todd Burkhalter | 2908623 | 1 | 08/13/2024 | Civil | Pending | $0.00 | $0.00 | See Allegations |
| John Nicholas Matson | 1796541 | 7 | 07/30/2024 | Civil | Pending | $0.00 | $0.00 | See Allegations |
| Garrett Wayne Moretz | 4086791 | 5 | 07/29/2024 | Civil | Pending | $0.00 | $0.00 | See Allegations |
| Justin Duane Mundt | 5652696 | 2 | 07/23/2024 | Civil | Pending | $0.00 | $0.00 | See Allegations |
| Anthony J Falco | 5125793 | 1 | 07/11/2024 | Civil | Pending | $0.00 | $0.00 | See Allegations |
| Steven Lacaj | 6613910 | 1 | 06/07/2024 | Civil | Pending | $0.00 | $0.00 | See Allegations |
| Mustaque Haider Choudhury | 5376168 | 4 | 03/18/2024 | Civil | Pending | $0.00 | $0.00 | See Allegations |