Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Kevin Craig Koslofski | 3033810 | 1 | 07/02/2024 | Customer Dispute | Withdrawn | $180,000.00 | $0.00 | See Allegations |
| B. David Goldstein | 1718066 | 9 | 06/18/2024 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See Allegations |
| Andrei A Neuhaus | 2386667 | 1 | 05/29/2024 | Customer Dispute | Withdrawn | $14,451.50 | $0.00 | See Allegations |
| Jason Kimber | 6244188 | 7 | 05/28/2024 | Customer Dispute | Withdrawn | $15,000,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 05/22/2024 | Customer Dispute | Withdrawn | $35,000.00 | $0.00 | See Allegations |
| Christian Harvey Johnston | 2601094 | 4 | 05/06/2024 | Customer Dispute | Withdrawn | $225,000.00 | $0.00 | See Allegations |
| Michele Sharpe Schneider | 1484720 | 2 | 05/02/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| John Spyro Demertzis | 2690132 | 4 | 05/02/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| Chelsea Brown Magby | 3120504 | 1 | 05/02/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| Scott William Yanker | 1255764 | 1 | 05/02/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |