Our Staff has compiled our research into a database of FINRA Broker Allegations for Anthony Diaz.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Anthony Diaz | 4131948 | 62 | 01/30/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 11/15/2018 | Customer Dispute | Denied | $70,000.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 08/13/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 06/25/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 06/04/2018 | Customer Dispute | Settled | $400,000.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 05/04/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 04/30/2018 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 12/12/2017 | Customer Dispute | Settled | $94,918.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 11/13/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 09/19/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |