Our Staff has compiled our research into a database of FINRA Broker Allegations for Anthony Diaz.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Anthony Diaz | 4131948 | 62 | 04/30/2018 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 04/13/2017 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 11/03/2015 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 06/10/2015 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 08/03/2014 | Regulatory | Final | $0.00 | $0.00 | See Allegations |