Our Staff has compiled our research into a database of FINRA Broker Allegations for Anthony Diaz.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Anthony Diaz | 4131948 | 62 | 11/15/2018 | Customer Dispute | Denied | $70,000.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 09/04/2014 | Customer Dispute | Denied | $40,000.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 12/27/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 06/30/2010 | Customer Dispute | Denied | $5,969.89 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 06/22/2006 | Customer Dispute | Denied | $12,000.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 06/13/2006 | Customer Dispute | Denied | $16,230.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 05/19/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 05/04/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |