Our Staff has compiled our research into a database of FINRA Broker Allegations for Steven Roland Knuttila.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Steven Roland Knuttila | 3039112 | 47 | 01/23/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 01/03/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 12/17/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 11/27/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 10/29/2018 | Customer Dispute | Settled | $600,000.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 10/23/2018 | Customer Dispute | Settled | $130,000.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 09/14/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 09/14/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 09/05/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 08/13/2018 | Customer Dispute | Settled | $75,000.00 | $0.00 | See Allegations |