Our Staff has compiled our research into a database of FINRA Broker Allegations for Steven Roland Knuttila.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Steven Roland Knuttila | 3039112 | 47 | 10/16/2017 | Customer Dispute | Closed-No Action | $11,064.10 | $0.00 | See Allegations |
Steven Roland Knuttila | 3039112 | 47 | 09/28/2016 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See Allegations |
Steven Roland Knuttila | 3039112 | 47 | 08/08/2014 | Customer Dispute | Closed-No Action | $17,200.00 | $0.00 | See Allegations |
Steven Roland Knuttila | 3039112 | 47 | 12/27/2012 | Customer Dispute | Closed-No Action | $58,900.00 | $0.00 | See Allegations |
Steven Roland Knuttila | 3039112 | 47 | 03/15/2012 | Customer Dispute | Closed-No Action | $66,000.00 | $0.00 | See Allegations |
Steven Roland Knuttila | 3039112 | 47 | 09/25/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See Allegations |
Steven Roland Knuttila | 3039112 | 47 | 06/20/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See Allegations |
Steven Roland Knuttila | 3039112 | 47 | 10/10/2007 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See Allegations |
Steven Roland Knuttila | 3039112 | 47 | 07/13/2007 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See Allegations |