Potomac Analytics' Logo

FINRA Broker Allegations for Steven Roland Knuttila

Our Staff has compiled our research into a database of FINRA Broker Allegations for Steven Roland Knuttila.

Search by Allegation Text:

Date Range:

to

Filter by:

Sort by:

Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Steven Roland Knuttila30391124710/16/2017Customer DisputeClosed-No Action$11,064.10$0.00See Allegations
Steven Roland Knuttila30391124709/28/2016Customer DisputeClosed-No Action$70,000.00$0.00See Allegations
Steven Roland Knuttila30391124708/08/2014Customer DisputeClosed-No Action$17,200.00$0.00See Allegations
Steven Roland Knuttila30391124712/27/2012Customer DisputeClosed-No Action$58,900.00$0.00See Allegations
Steven Roland Knuttila30391124703/15/2012Customer DisputeClosed-No Action$66,000.00$0.00See Allegations
Steven Roland Knuttila30391124709/25/2008Customer DisputeClosed-No Action$5,000.00$0.00See Allegations
Steven Roland Knuttila30391124706/20/2008Customer DisputeClosed-No Action$5,000.00$0.00See Allegations
Steven Roland Knuttila30391124710/10/2007Customer DisputeClosed-No Action$5,000.00$0.00See Allegations
Steven Roland Knuttila30391124707/13/2007Customer DisputeClosed-No Action$5,000.00$0.00See Allegations

9 Results

Display: