Our Staff has compiled our research into a database of FINRA Broker Allegations for Steven Roland Knuttila.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Steven Roland Knuttila | 3039112 | 47 | 05/26/2020 | Customer Dispute | Pending | $5,000.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 01/29/2020 | Customer Dispute | Pending | $5,000.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 10/28/2019 | Customer Dispute | Pending | $5,000.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 08/27/2019 | Customer Dispute | Pending | $5,000.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 02/25/2019 | Customer Dispute | Award / Judgment | $445,000.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 01/23/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 01/03/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 12/17/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 12/13/2018 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 11/27/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |