Our Staff has compiled our research into a database of FINRA Broker Allegations for Nolan Richard Baker.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Nolan Richard Baker | 2900826 | 2 | 05/07/2012 | Customer Dispute | Denied | $40,000.00 | $0.00 | See Allegations |