Our Staff has compiled our research into a database of FINRA Broker Allegations for Nolan Richard Baker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Nolan Richard Baker | 2900826 | 2 | 07/15/2024 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See Allegations |