Our Staff has compiled our research into a database of FINRA Broker Allegations for Nolan Richard Baker.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Nolan Richard Baker | 2900826 | 2 | 07/15/2024 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See Allegations |
| Nolan Richard Baker | 2900826 | 2 | 05/07/2012 | Customer Dispute | Denied | $40,000.00 | $0.00 | See Allegations |