Our Staff has compiled our research into a database of FINRA Broker Allegations for Neil Seth Okun.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Neil Seth Okun | 2482935 | 4 | 08/14/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |