Our Staff has compiled our research into a database of FINRA Broker Allegations for Neil Seth Okun.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Neil Seth Okun | 2482935 | 4 | 08/28/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
| Neil Seth Okun | 2482935 | 4 | 08/14/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Neil Seth Okun | 2482935 | 4 | 03/07/2000 | Customer Dispute | Settled | $19,800.00 | $0.00 | See Allegations |
| Neil Seth Okun | 2482935 | 4 | 12/15/1998 | Customer Dispute | Award / Judgment | $75,000.00 | $58,579.00 | See Allegations |