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FINRA Broker Allegations for Neil Seth Okun

Our Staff has compiled our research into a database of FINRA Broker Allegations for Neil Seth Okun.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Neil Seth Okun2482935408/28/2024Customer DisputePending$0.00$0.00See Allegations
Neil Seth Okun2482935403/07/2000Customer DisputeSettled$19,800.00$0.00See Allegations
Neil Seth Okun2482935412/15/1998Customer DisputeAward / Judgment$75,000.00$58,579.00See Allegations

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