Our Staff has compiled our research into a database of FINRA Broker Allegations for James William Ray.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| James William Ray | 1854247 | 7 | 07/09/2019 | Customer Dispute | Award / Judgment | $412,000.00 | $159,000.00 | See Allegations |
| James William Ray | 1854247 | 7 | 10/22/2013 | Customer Dispute | Denied | $105,000.00 | $0.00 | See Allegations |
| James William Ray | 1854247 | 7 | 03/30/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |
| James William Ray | 1854247 | 7 | 09/07/2004 | Customer Dispute | Closed-No Action | $47,460.00 | $0.00 | See Allegations |
| James William Ray | 1854247 | 7 | 11/05/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| James William Ray | 1854247 | 7 | 08/25/2000 | Customer Dispute | Denied | $14,395.90 | $0.00 | See Allegations |