Our Staff has compiled our research into a database of FINRA Broker Allegations for James William Ray.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| James William Ray | 1854247 | 7 | 09/07/2004 | Customer Dispute | Closed-No Action | $47,460.00 | $0.00 | See Allegations |