Our Staff has compiled our research into a database of FINRA Broker Allegations for James William Ray.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| James William Ray | 1854247 | 7 | 07/09/2019 | Customer Dispute | Award / Judgment | $412,000.00 | $159,000.00 | See Allegations |