Our Staff has compiled our research into a database of FINRA Broker Allegations for David Lloyd Barber.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| David Lloyd Barber | 1165082 | 10 | 07/21/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| David Lloyd Barber | 1165082 | 10 | 07/02/2018 | Customer Dispute | Settled | $430,000.00 | $0.00 | See Allegations |
| David Lloyd Barber | 1165082 | 10 | 04/16/2018 | Customer Dispute | Settled | $900,000.00 | $0.00 | See Allegations |
| David Lloyd Barber | 1165082 | 10 | 03/06/2018 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| David Lloyd Barber | 1165082 | 10 | 09/21/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| David Lloyd Barber | 1165082 | 10 | 05/06/2016 | Customer Dispute | Award / Judgment | $300,000.00 | $2,186,490.00 | See Allegations |
| David Lloyd Barber | 1165082 | 10 | 02/05/2013 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| David Lloyd Barber | 1165082 | 10 | 09/12/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| David Lloyd Barber | 1165082 | 10 | 08/09/2011 | Customer Dispute | Withdrawn | $460,000.00 | $0.00 | See Allegations |
| David Lloyd Barber | 1165082 | 10 | 08/06/2001 | Customer Dispute | Denied | $121,860.00 | $0.00 | See Allegations |