Our Staff has compiled our research into a database of FINRA Broker Allegations for David Lloyd Barber.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| David Lloyd Barber | 1165082 | 10 | 03/06/2018 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| David Lloyd Barber | 1165082 | 10 | 02/05/2013 | Regulatory | Final | $0.00 | $0.00 | See Allegations |