Our Staff has compiled our research into a database of FINRA Broker Allegations for David Lloyd Barber.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| David Lloyd Barber | 1165082 | 10 | 07/21/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| David Lloyd Barber | 1165082 | 10 | 07/02/2018 | Customer Dispute | Settled | $430,000.00 | $0.00 | See Allegations |
| David Lloyd Barber | 1165082 | 10 | 04/16/2018 | Customer Dispute | Settled | $900,000.00 | $0.00 | See Allegations |
| David Lloyd Barber | 1165082 | 10 | 09/21/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |