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Displaying 31-40 out of 66,957 results

BARCLAYS CAPITAL INC.

Brokerage Firm, Previous Investment Advisor Firm

CRD#: 19714

New York, NY 10019-6801

Total Firm Disclosures: 116

Total Employee Disclosures: 43

Relying Advisors: 0

SG AMERICAS SECURITIES, LLC

Brokerage Firm

CRD#: 128351



Total Firm Disclosures: 109

Total Employee Disclosures: 10

Relying Advisors: 0

PERSHING LLC

Brokerage Firm

CRD#: 7560



Total Firm Disclosures: 102

Total Employee Disclosures: 101

Relying Advisors: 0

BNP PARIBAS SECURITIES CORP.

Brokerage Firm

CRD#: 15794



Total Firm Disclosures: 93

Total Employee Disclosures: 20

Relying Advisors: 0

CANTOR FITZGERALD & CO.

Brokerage Firm

CRD#: 134



Total Firm Disclosures: 90

Total Employee Disclosures: 59

Relying Advisors: 0

HSBC SECURITIES (USA) INC.

Brokerage Firm, Investment Advisor Firm

CRD#: 19585

New York, NY 10018

Total Firm Disclosures: 89

Total Employee Disclosures: 121

Relying Advisors: 0

SECURITIES AMERICA, INC.

Brokerage Firm

CRD#: 10205



Total Firm Disclosures: 88

Total Employee Disclosures: 1565

Relying Advisors: 0

ROYAL ALLIANCE ASSOCIATES, INC.

Brokerage Firm, Investment Advisor Firm

CRD#: 23131

Jersey City, NJ 07302

Total Firm Disclosures: 84

Total Employee Disclosures: 1767

Relying Advisors: 0

INTERACTIVE BROKERS LLC

Brokerage Firm

CRD#: 36418



Total Firm Disclosures: 84

Total Employee Disclosures: 30

Relying Advisors: 0

ABN AMRO CLEARING USA LLC

Brokerage Firm

CRD#: 14020



Total Firm Disclosures: 80

Total Employee Disclosures: 8

Relying Advisors: 0

66,957 Results

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