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Displaying 10 out of 3,750 results

HILLTOP SECURITIES INC.

Brokerage Firm, Investment Advisor Firm

CRD#: 6220

Dallas, TX 75201

Total Firm Disclosures: 74

Total Employee Disclosures: 327

Relying Advisors: 0

NEXT FINANCIAL GROUP, INC.

Brokerage Firm, Investment Advisor Firm

CRD#: 46214

Houston, TX 77079

Total Firm Disclosures: 32

Total Employee Disclosures: 479

Relying Advisors: 0

VALIC FINANCIAL ADVISORS, INC.

Brokerage Firm, Investment Advisor Firm

CRD#: 42803

Houston, TX 77019

Total Firm Disclosures: 20

Total Employee Disclosures: 606

Relying Advisors: 0

SANDERS MORRIS HARRIS LLC

Brokerage Firm, Investment Advisor Firm

CRD#: 20580

Houston, TX 77002-3003

Total Firm Disclosures: 20

Total Employee Disclosures: 33

Relying Advisors: 0

KESTRA INVESTMENT SERVICES, LLC

Brokerage Firm, Previous Investment Advisor Firm

CRD#: 42046

Austin, TX 78746

Total Firm Disclosures: 16

Total Employee Disclosures: 763

Relying Advisors: 0

PROSPERA FINANCIAL SERVICES, INC.

Brokerage Firm, Investment Advisor Firm

CRD#: 10740

Dallas, TX 75240

Total Firm Disclosures: 14

Total Employee Disclosures: 345

Relying Advisors: 0

MOMENTUM INDEPENDENT NETWORK INC.

Brokerage Firm, Investment Advisor Firm

CRD#: 17587

Dallas, TX 75201

Total Firm Disclosures: 12

Total Employee Disclosures: 218

Relying Advisors: 0

STANFORD GROUP COMPANY

Receivership

CRD#: 39285

Houston, TX 77079

Total Firm Disclosures: 10

Total Employee Disclosures: 0

Relying Advisors: 0

FIRST COMMAND BROKERAGE SERVICES, INC.

Brokerage Firm, Previous Investment Advisor Firm

CRD#: 3641

Ft Worth, TX 76109-4978

Total Firm Disclosures: 8

Total Employee Disclosures: 104

Relying Advisors: 0

NATALLIANCE SECURITIES, LLC

Brokerage Firm, Previous Investment Advisor Firm

CRD#: 39455

Austin, TX 78701

Total Firm Disclosures: 7

Total Employee Disclosures: 32

Relying Advisors: 0

3,750 Results

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