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Displaying 10 out of 7,866 results

CHARLES SCHWAB & CO., INC.

Brokerage Firm, Investment Advisor Firm

CRD#: 5393

San Francisco, CA 94105

Total Firm Disclosures: 294

Total Employee Disclosures: 2896

Relying Advisors: 0

WEDBUSH SECURITIES INC.

Brokerage Firm, Investment Advisor Firm

CRD#: 877

Los Angeles, CA 90017

Total Firm Disclosures: 194

Total Employee Disclosures: 678

Relying Advisors: 0

CETERA ADVISOR NETWORKS LLC

Brokerage Firm, Investment Advisor Firm

CRD#: 13572

El Segundo, CA 90245-5672

Total Firm Disclosures: 34

Total Employee Disclosures: 3107

Relying Advisors: 0

ROTH CAPITAL PARTNERS, LLC

Brokerage Firm, Investment Advisor Firm

CRD#: 15407

Newport Beach, CA 92660

Total Firm Disclosures: 28

Total Employee Disclosures: 56

Relying Advisors: 0

CENTAURUS FINANCIAL, INC.

Brokerage Firm, Investment Advisor Firm

CRD#: 30833

Anaheim, CA 92806

Total Firm Disclosures: 24

Total Employee Disclosures: 1305

Relying Advisors: 0

WESTERN INTERNATIONAL SECURITIES, INC.

Brokerage Firm, Investment Advisor Firm

CRD#: 39262

Pasadena, CA 91101

Total Firm Disclosures: 18

Total Employee Disclosures: 913

Relying Advisors: 0

WESTPARK CAPITAL, INC.

Brokerage Firm, Investment Advisor Firm

CRD#: 39914

Los Angeles, CA 90067

Total Firm Disclosures: 15

Total Employee Disclosures: 196

Relying Advisors: 0

SAGETRADER, LLC

Brokerage Firm, Previous Investment Advisor Firm

CRD#: 137862

San Francisco, CA 94104

Total Firm Disclosures: 14

Total Employee Disclosures: 6

Relying Advisors: 0

INDEPENDENT FINANCIAL GROUP, LLC

Brokerage Firm, Investment Advisor Firm

CRD#: 7717

San Diego, CA 92130

Total Firm Disclosures: 12

Total Employee Disclosures: 1341

Relying Advisors: 0

CROWN CAPITAL SECURITIES, L.P.

Brokerage Firm, Investment Advisor Firm

CRD#: 6312

Orange, CA 92868

Total Firm Disclosures: 10

Total Employee Disclosures: 364

Relying Advisors: 0

7,866 Results

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