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Displaying 10 out of 66,957 results

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Brokerage Firm, Investment Advisor Firm

CRD#: 7691

New York, NY 10036

Total Firm Disclosures: 1468

Total Employee Disclosures: 14983

Relying Advisors: 0

CITIGROUP GLOBAL MARKETS INC.

Brokerage Firm, Investment Advisor Firm

CRD#: 7059

New York, NY 10013

Total Firm Disclosures: 1208

Total Employee Disclosures: 1273

Relying Advisors: 0

UBS FINANCIAL SERVICES INC.

Brokerage Firm, Investment Advisor Firm

CRD#: 8174

Weehawken, NJ 07086

Total Firm Disclosures: 909

Total Employee Disclosures: 11240

Relying Advisors: 0

LEHMAN BROTHERS INC.

Receivership

CRD#: 7506



Total Firm Disclosures: 887

Total Employee Disclosures: 0

Relying Advisors: 0

MORGAN STANLEY & CO. LLC

Brokerage Firm

CRD#: 8209



Total Firm Disclosures: 522

Total Employee Disclosures: 115

Relying Advisors: 0

J.P. MORGAN SECURITIES LLC

Brokerage Firm, Investment Advisor Firm

CRD#: 79

New York, NY 10179

Total Firm Disclosures: 508

Total Employee Disclosures: 5756

Relying Advisors: 0

WELLS FARGO CLEARING SERVICES, LLC

Brokerage Firm, Investment Advisor Firm

CRD#: 19616

St. Louis, MO 63103-2205

Total Firm Disclosures: 472

Total Employee Disclosures: 13736

Relying Advisors: 0

RBC CAPITAL MARKETS, LLC

Brokerage Firm, Investment Advisor Firm

CRD#: 31194

New York, NY 10281

Total Firm Disclosures: 469

Total Employee Disclosures: 2565

Relying Advisors: 0

GOLDMAN SACHS & CO. LLC

Brokerage Firm, Investment Advisor Firm

CRD#: 361

New York, NY 10282

Total Firm Disclosures: 387

Total Employee Disclosures: 188

Relying Advisors: 0

CREDIT SUISSE SECURITIES (USA) LLC

Brokerage Firm, Investment Advisor Firm

CRD#: 816

New York, NY 10010

Total Firm Disclosures: 336

Total Employee Disclosures: 42

Relying Advisors: 0

66,957 Results

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