Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| WEDBUSH SECURITIES INC. | 877 | Verona Pharma plc | 1657312 | 07/30/2020 | D | $200,155,041 | $200,155,041 |
| WEDBUSH SECURITIES INC. | 877 | Benson Hill, Inc. | 1565847 | 11/09/2020 | D | $150,000,000 | $149,999,997 |
| WEDBUSH SECURITIES INC. | 877 | Shoreline Biosciences, Inc. | 1818870 | 11/09/2021 | D | $140,000,104 | $140,000,104 |
| WEDBUSH SECURITIES INC. | 877 | AIS Futures Fund L.P. (3X-6X) | 1038627 | 03/11/2010 | D | Indefinite | $94,210,254 |
| WEDBUSH SECURITIES INC. | 877 | PTC THERAPEUTICS, INC. | 1070081 | 03/21/2013 | D | $59,999,448 | $59,999,448 |
| WEDBUSH SECURITIES INC. | 877 | Shoreline Biosciences, Inc. | 1818870 | 02/16/2021 | D | $43,000,002 | $43,000,002 |
| WEDBUSH SECURITIES INC. | 877 | Miragen Therapeutics, Inc. | 1417827 | 02/14/2017 | D | $40,703,067 | $40,703,067 |
| WEDBUSH SECURITIES INC. | 877 | Complexa Inc. | 1551369 | 07/26/2017 | D | $62,570,421 | $40,570,421 |
| WEDBUSH SECURITIES INC. | 877 | OvaScience, Inc. | 1544227 | 03/28/2013 | D | $34,999,920 | $34,999,920 |
| WEDBUSH SECURITIES INC. | 877 | Liquid Environmental Solutions Corp | 1290975 | 07/02/2014 | D | $31,599,991 | $31,599,991 |