Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| WEDBUSH SECURITIES INC. | 877 | AIS GOLD FUND LP | 1224907 | 03/06/2012 | D/A | Indefinite | $22,391,605 |
| WEDBUSH SECURITIES INC. | 877 | NORTHWEST BANCORPORATION INC | 893467 | 09/10/2015 | D | $20,000,000 | $20,000,000 |
| WEDBUSH SECURITIES INC. | 877 | AIS GOLD FUND LP | 1224907 | 03/04/2011 | D/A | Indefinite | $19,267,495 |
| WEDBUSH SECURITIES INC. | 877 | First Carolina Financial Services, Inc. | 1531193 | 10/05/2020 | D | $34,500,000 | $16,691,000 |
| WEDBUSH SECURITIES INC. | 877 | AIS GOLD FUND LP | 1224907 | 03/10/2010 | D/A | Indefinite | $16,522,752 |
| WEDBUSH SECURITIES INC. | 877 | QF Yield Fund, L.P. | 1508355 | 11/12/2019 | D/A | Indefinite | $15,000,000 |
| WEDBUSH SECURITIES INC. | 877 | QF Yield Fund, L.P. | 1508355 | 11/25/2020 | D/A | Indefinite | $15,000,000 |
| WEDBUSH SECURITIES INC. | 877 | QF Yield Fund, L.P. | 1508355 | 11/15/2021 | D/A | Indefinite | $15,000,000 |
| WEDBUSH SECURITIES INC. | 877 | AIS GOLD FUND LP | 1224907 | 03/16/2009 | D/A | Indefinite | $14,968,453 |
| WEDBUSH SECURITIES INC. | 877 | Wedbush Hedged Dividend Fund, L.P. | 1508355 | 11/06/2014 | D/A | Indefinite | $13,917,000 |