Broker-Dealers on SEC Form D for SG COWEN SECURITIES CORPORATION

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 16 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
SG COWEN SECURITIES CORPORATION	7616	RightHand Robotics, Inc.	1654327	04/21/2022	D	$24,999,997	$24,999,997
SG COWEN SECURITIES CORPORATION	7616	HAWK ACQUISITIONS LLC / FL	1815311	06/17/2020	D	$23,500,000	$23,500,000
SG COWEN SECURITIES CORPORATION	7616	WellDoc, Inc.	1459113	12/23/2015	D	$29,074,937	$22,024,949
SG COWEN SECURITIES CORPORATION	7616	Thin Film Electronics ASA	1630511	07/02/2015	D	$22,000,000	$22,000,000
SG COWEN SECURITIES CORPORATION	7616	Botanix Pharmaceuticals Ltd.	1785009	08/14/2019	D	$20,036,949	$20,036,949
SG COWEN SECURITIES CORPORATION	7616	Applied Therapeutics Inc.	1697532	11/21/2019	D	$20,014,988	$20,014,988
SG COWEN SECURITIES CORPORATION	7616	Eleven Biotherapeutics, Inc.	1485003	12/05/2014	D	$20,000,010	$20,000,010
SG COWEN SECURITIES CORPORATION	7616	Regado Biosciences Inc	1311596	02/25/2014	D	$20,000,000	$20,000,000
SG COWEN SECURITIES CORPORATION	7616	Arsanis, Inc.	1501697	12/04/2017	D	$20,000,000	$20,000,000
SG COWEN SECURITIES CORPORATION	7616	Trillium Therapeutics Inc.	1616212	12/12/2017	D	$19,975,000	$19,975,000

16 Results

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