Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| SG COWEN SECURITIES CORPORATION | 7616 | SOMALOGIC, INC | 1126461 | 01/06/2021 | D/A | $250,000,000 | $211,974,903 |
| SG COWEN SECURITIES CORPORATION | 7616 | AMYRIS, INC. | 1365916 | 06/22/2020 | D | $199,999,929 | $199,999,929 |
| SG COWEN SECURITIES CORPORATION | 7616 | Aadi Bioscience, Inc. | 1422142 | 09/10/2021 | D | $155,000,000 | $154,999,876 |
| SG COWEN SECURITIES CORPORATION | 7616 | HORIZON PHARMA, INC. | 1492426 | 12/09/2013 | D | $150,000,000 | $150,000,000 |
| SG COWEN SECURITIES CORPORATION | 7616 | Orchard Therapeutics plc | 1748907 | 02/24/2021 | D | $149,999,996 | $149,999,996 |
| SG COWEN SECURITIES CORPORATION | 7616 | Annexon, Inc. | 1528115 | 07/22/2022 | D | $130,475,296 | $130,475,296 |
| SG COWEN SECURITIES CORPORATION | 7616 | Atreca, Inc. | 1532346 | 09/19/2018 | D | $124,999,979 | $124,999,979 |
| SG COWEN SECURITIES CORPORATION | 7616 | REGIS CORP | 716643 | 12/04/2013 | D | Indefinite | $120,000,000 |
| SG COWEN SECURITIES CORPORATION | 7616 | Augmented Reality Concepts, Inc. | 1959977 | 01/18/2023 | D | $103,999,982 | $103,999,982 |
| SG COWEN SECURITIES CORPORATION | 7616 | SMITH & WESSON HOLDING CORP | 1092796 | 06/24/2013 | D | $100,000,000 | $100,000,000 |