Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CEROS FINANCIAL SERVICES, INC. | 37869 | Pathology Watch Inc. | 1775372 | 03/07/2023 | D | $25,000,000 | $22,337,584 |
| CEROS FINANCIAL SERVICES, INC. | 37869 | PRG Multifamily Strategic Value Fund II, LLC | 1904558 | 01/13/2022 | D | $50,000,000 | $21,100,000 |
| CEROS FINANCIAL SERVICES, INC. | 37869 | ProMIS Neurosciences Inc. | 1374339 | 09/09/2021 | D | $24,710,516 | $18,107,000 |
| CEROS FINANCIAL SERVICES, INC. | 37869 | MedTech Acquisition Corp | 1826667 | 06/22/2023 | D | $50,000,000 | $17,855,020 |
| CEROS FINANCIAL SERVICES, INC. | 37869 | Potrero Medical, Inc. | 1609048 | 04/10/2023 | D | $24,626,726 | $17,747,111 |
| CEROS FINANCIAL SERVICES, INC. | 37869 | ORTHOSENSOR, INC | 1436914 | 03/05/2020 | D/A | $16,187,008 | $16,187,008 |
| CEROS FINANCIAL SERVICES, INC. | 37869 | TH Mack LP | 1903095 | 01/14/2022 | D | $16,410,200 | $14,250,200 |
| CEROS FINANCIAL SERVICES, INC. | 37869 | TH Mack LP | 1903095 | 01/14/2022 | D | $16,410,200 | $14,250,200 |
| CEROS FINANCIAL SERVICES, INC. | 37869 | Pristine Surgical LLC | 1894093 | 01/10/2022 | D/A | $15,000,000 | $14,167,715 |
| CEROS FINANCIAL SERVICES, INC. | 37869 | TriFlo Cardiovascular Inc | 1715934 | 06/16/2022 | D/A | $16,100,000 | $13,759,523 |