Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CEROS FINANCIAL SERVICES, INC. | 37869 | ONCOLYZE, INC. | 1917375 | 07/07/2022 | D | $527,591 | $425,000 |
| CEROS FINANCIAL SERVICES, INC. | 37869 | Gulf South Energy Partners 2011 A LP | 1515719 | 04/07/2011 | D | $50,000,000 | $0 |
| CEROS FINANCIAL SERVICES, INC. | 37869 | Gulf South Energy Partners 2012 A LP | 1557449 | 10/03/2012 | D | $25,000,000 | $0 |
| CEROS FINANCIAL SERVICES, INC. | 37869 | Gulf South Energy Partners 2013 LP | 1571270 | 07/24/2013 | D | $50,000,000 | $0 |
| CEROS FINANCIAL SERVICES, INC. | 37869 | Sunstone Income Apartments VI, LLC | 1949929 | 10/13/2022 | D | $150,000,000 | $0 |
| CEROS FINANCIAL SERVICES, INC. | 37869 | HighPost Capital Fund I-A, L.P. | 1812334 | 03/22/2021 | D | Indefinite | $0 |
| CEROS FINANCIAL SERVICES, INC. | 37869 | HighPost Capital Fund I-B, L.P. | 1812339 | 03/22/2021 | D | Indefinite | $0 |