Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| SOURCE CAPITAL GROUP, INC. | 36719 | JRK Platform 3 L.P. | 1581564 | 07/22/2013 | D | $600,000,000 | $530,645,000 |
| SOURCE CAPITAL GROUP, INC. | 36719 | Bedrock Manufacturing Company, LLC | 1644415 | 06/11/2015 | D | $125,000,000 | $125,000,000 |
| SOURCE CAPITAL GROUP, INC. | 36719 | RDC Capital Partners Fund LP | 1653539 | 10/01/2015 | D | Indefinite | $101,630,000 |
| SOURCE CAPITAL GROUP, INC. | 36719 | Tilson Offshore Fund, Ltd. | 1450102 | 03/22/2013 | D | Indefinite | $85,904,891 |
| SOURCE CAPITAL GROUP, INC. | 36719 | GASCO ENERGY INC | 1086319 | 07/08/2010 | D | $65,000,000 | $64,532,000 |
| SOURCE CAPITAL GROUP, INC. | 36719 | RDC Capital Partners Offshore Fund Ltd. | 1660457 | 12/10/2015 | D | Indefinite | $62,400,000 |
| SOURCE CAPITAL GROUP, INC. | 36719 | Nextech IV Oncology S.C.S. SICAV-SIF | 1627788 | 12/11/2014 | D | $150,000,000 | $40,122,250 |
| SOURCE CAPITAL GROUP, INC. | 36719 | Bedrock Manufacturing Company, LLC | 1644415 | 03/30/2016 | D | Indefinite | $30,000,000 |
| SOURCE CAPITAL GROUP, INC. | 36719 | PROSPECT CAPITAL CORP | 1287032 | 10/01/2009 | D | $21,663,999 | $21,663,999 |
| SOURCE CAPITAL GROUP, INC. | 36719 | Social Media Partners LLC | 1548986 | 05/14/2012 | D | $100,000,000 | $16,225,000 |