Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| SOURCE CAPITAL GROUP, INC. | 36719 | PROSPECT CAPITAL CORP | 1287032 | 10/01/2009 | D | $21,663,999 | $21,663,999 |
| SOURCE CAPITAL GROUP, INC. | 36719 | GK Preferred Income II (Ridgmar), LLC | 1585777 | 09/18/2014 | D/A | $27,500,000 | $20,999,088 |
| SOURCE CAPITAL GROUP, INC. | 36719 | Terra Secured Income Fund, LLC | 1468889 | 08/12/2010 | D/A | $20,000,000 | $17,672,584 |
| SOURCE CAPITAL GROUP, INC. | 36719 | Social Media Partners LLC | 1548986 | 05/31/2012 | D/A | $100,000,000 | $16,225,000 |
| SOURCE CAPITAL GROUP, INC. | 36719 | Social Media Partners LLC | 1548986 | 05/14/2012 | D | $100,000,000 | $16,225,000 |
| SOURCE CAPITAL GROUP, INC. | 36719 | Romark Laboratories, L.C. | 1470263 | 06/13/2014 | D/A | $14,999,520 | $14,999,520 |
| SOURCE CAPITAL GROUP, INC. | 36719 | Social Media Partners III LLC | 1549085 | 05/21/2012 | D | $100,000,000 | $14,445,999 |
| SOURCE CAPITAL GROUP, INC. | 36719 | US DEBT FUND EAGLES NEST I, LLLP | 1500321 | 09/03/2010 | D/A | $12,900,000 | $12,815,000 |
| SOURCE CAPITAL GROUP, INC. | 36719 | US DEBT FUND EAGLES NEST I, LLLP | 1500321 | 09/02/2010 | D | $12,900,000 | $12,815,000 |
| SOURCE CAPITAL GROUP, INC. | 36719 | GK Preferred Income II (Ridgmar), LLC | 1585777 | 03/14/2014 | D/A | $17,500,000 | $10,825,509 |