Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JMP SECURITIES LLC | 22208 | American Realty Capital Properties, Inc. | 1507385 | 06/13/2013 | D | $899,999,992 | $899,999,992 |
| JMP SECURITIES LLC | 22208 | HORIZON PHARMA, INC. | 1492426 | 12/09/2013 | D | $150,000,000 | $150,000,000 |
| JMP SECURITIES LLC | 22208 | GRUBB & ELLIS CO | 216039 | 11/23/2009 | D | $100,000,000 | $91,435,000 |
| JMP SECURITIES LLC | 22208 | MIRAGEN THERAPEUTICS, INC. | 1590750 | 11/06/2020 | D | $90,997,328 | $90,997,328 |
| JMP SECURITIES LLC | 22208 | Athira Pharma, Inc. | 1620463 | 06/12/2020 | D | $90,944,020 | $89,007,350 |
| JMP SECURITIES LLC | 22208 | HORIZON PHARMA, INC. | 1492426 | 03/19/2012 | D | $65,934,397 | $65,934,397 |
| JMP SECURITIES LLC | 22208 | GMF Group Fund II, LLC | 1961484 | 01/11/2023 | D | $100,000,000 | $64,521,262 |
| JMP SECURITIES LLC | 22208 | ALTAIR NANOTECHNOLOGIES INC | 1016546 | 08/01/2011 | D | $57,510,753 | $57,510,753 |
| JMP SECURITIES LLC | 22208 | Tricon Capital Group Inc. | 1584425 | 08/27/2013 | D | $50,000,000 | $50,000,000 |
| JMP SECURITIES LLC | 22208 | Blu Homes, Inc. | 1495360 | 06/20/2013 | D | $80,000,000 | $48,455,002 |