Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JMP SECURITIES LLC | 22208 | American Realty Capital Properties, Inc. | 1507385 | 06/13/2013 | D | $899,999,992 | $899,999,992 |
| JMP SECURITIES LLC | 22208 | TruArc Fund IV, LP | 1858104 | 04/26/2023 | D/A | $1,000,000,000 | $499,300,000 |
| JMP SECURITIES LLC | 22208 | TruArc Fund IV (Parallel), LP | 1858102 | 04/26/2023 | D/A | $1,000,000,000 | $258,000,000 |
| JMP SECURITIES LLC | 22208 | Declaration Partners Real Estate Fund I LP | 1874601 | 07/28/2022 | D/A | Indefinite | $201,750,000 |
| JMP SECURITIES LLC | 22208 | HORIZON PHARMA, INC. | 1492426 | 12/09/2013 | D | $150,000,000 | $150,000,000 |
| JMP SECURITIES LLC | 22208 | Omega Venture Partners I, L.P. | 1815762 | 01/19/2022 | D/A | $114,450,000 | $114,450,000 |
| JMP SECURITIES LLC | 22208 | Omega Venture Partners I, L.P. | 1815762 | 06/22/2021 | D/A | $100,000,000 | $93,418,367 |
| JMP SECURITIES LLC | 22208 | GRUBB & ELLIS CO | 216039 | 11/23/2009 | D | $100,000,000 | $91,435,000 |
| JMP SECURITIES LLC | 22208 | MIRAGEN THERAPEUTICS, INC. | 1590750 | 11/06/2020 | D | $90,997,328 | $90,997,328 |
| JMP SECURITIES LLC | 22208 | Athira Pharma, Inc. | 1620463 | 06/12/2020 | D | $90,944,020 | $89,007,350 |