Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| NBC SECURITIES, INC. | 17870 | CAIS Third Point Partners LLC | 1523897 | 06/01/2021 | D/A | Indefinite | $117,397,641 |
| NBC SECURITIES, INC. | 17870 | CAIS Third Point Partners LLC | 1523897 | 06/07/2022 | D/A | Indefinite | $117,397,641 |
| NBC SECURITIES, INC. | 17870 | CAIS Third Point Partners LLC | 1523897 | 06/08/2020 | D/A | Indefinite | $108,240,141 |
| NBC SECURITIES, INC. | 17870 | CAIS Third Point Partners LLC | 1523897 | 06/10/2019 | D/A | Indefinite | $106,915,141 |
| NBC SECURITIES, INC. | 17870 | VALUEWORKS LTD PARTNERS, LP | 1356287 | 02/08/2023 | D/A | Indefinite | $105,303,839 |
| NBC SECURITIES, INC. | 17870 | CAIS Third Point Partners LLC | 1523897 | 06/12/2018 | D/A | Indefinite | $104,215,141 |
| NBC SECURITIES, INC. | 17870 | VALUEWORKS LTD PARTNERS, LP | 1356287 | 07/15/2020 | D/A | Indefinite | $100,926,782 |
| NBC SECURITIES, INC. | 17870 | CAIS Third Point Partners LLC | 1523897 | 10/23/2017 | D/A | Indefinite | $99,990,140 |
| NBC SECURITIES, INC. | 17870 | CAIS Third Point Partners LLC | 1523897 | 10/25/2016 | D/A | Indefinite | $89,473,035 |
| NBC SECURITIES, INC. | 17870 | CAIS Blue Trend Fund LLC | 1523892 | 10/26/2016 | D/A | Indefinite | $52,941,688 |