Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| NBC SECURITIES, INC. | 17870 | CAIS Third Point Partners LLC | 1523897 | 10/23/2017 | D/A | Indefinite | $99,990,140 |
| NBC SECURITIES, INC. | 17870 | CAIS Third Point Partners LLC | 1523897 | 10/25/2016 | D/A | Indefinite | $89,473,035 |
| NBC SECURITIES, INC. | 17870 | CAIS Blue Trend Fund LLC | 1523892 | 10/26/2016 | D/A | Indefinite | $52,941,688 |
| NBC SECURITIES, INC. | 17870 | CAIS Blue Trend Fund LLC | 1523892 | 10/24/2017 | D/A | Indefinite | $52,941,688 |
| NBC SECURITIES, INC. | 17870 | CAIS Blue Trend Fund LLC | 1523892 | 06/12/2018 | D/A | Indefinite | $52,941,688 |