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Broker-Dealers on SEC Form D for DB ALEX. BROWN LLC

Form Ds provide information on individual, unregistered securities offerings.

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Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
DB ALEX. BROWN LLC17790Vision Asia Maximus Fund134563705/22/2009D/AIndefinite$489,168,076
DB ALEX. BROWN LLC17790Vision Asia Maximus Fund134563703/16/2010D/AIndefinite$212,355,690
DB ALEX. BROWN LLC17790Vision Asia Maximus Fund134563703/18/2011D/AIndefinite$163,774,915
DB ALEX. BROWN LLC17790Vision Asia Maximus Fund134563703/12/2012D/AIndefinite$137,751,081
DB ALEX. BROWN LLC17790Vision Asia Maximus Fund134563703/12/2012DIndefinite$137,751,081

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