Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DB ALEX. BROWN LLC | 17790 | THIRD POINT PARTNERS QUALIFIED L P | 1341499 | 03/12/2018 | D/A | Indefinite | $7,262,526,661 |
| DB ALEX. BROWN LLC | 17790 | THIRD POINT PARTNERS QUALIFIED L P | 1341499 | 03/13/2017 | D/A | Indefinite | $6,343,464,899 |
| DB ALEX. BROWN LLC | 17790 | THIRD POINT PARTNERS QUALIFIED L P | 1341499 | 03/15/2016 | D/A | Indefinite | $6,020,961,518 |
| DB ALEX. BROWN LLC | 17790 | Third Point Offshore Fund, Ltd. | 1300970 | 03/12/2018 | D/A | Indefinite | $4,722,024,224 |
| DB ALEX. BROWN LLC | 17790 | Third Point Offshore Fund, Ltd. | 1300970 | 03/13/2017 | D/A | Indefinite | $4,085,511,655 |
| DB ALEX. BROWN LLC | 17790 | Third Point Offshore Fund, Ltd. | 1300970 | 03/15/2016 | D/A | Indefinite | $3,692,267,019 |
| DB ALEX. BROWN LLC | 17790 | Vision Asia Maximus Fund | 1345637 | 05/22/2009 | D/A | Indefinite | $489,168,076 |
| DB ALEX. BROWN LLC | 17790 | Vision Asia Maximus Fund | 1345637 | 03/16/2010 | D/A | Indefinite | $212,355,690 |
| DB ALEX. BROWN LLC | 17790 | Vision Asia Maximus Fund | 1345637 | 03/18/2011 | D/A | Indefinite | $163,774,915 |
| DB ALEX. BROWN LLC | 17790 | Vision Asia Maximus Fund | 1345637 | 03/12/2012 | D/A | Indefinite | $137,751,081 |