Broker-Dealers on SEC Form D for FIRST LIBERTIES FINANCIAL

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 22 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
FIRST LIBERTIES FINANCIAL	14432	Lodging Opportunity Fund Real Estate Investment Trust	1584939	01/08/2016	D/A	$15,000,000	$9,406,439
FIRST LIBERTIES FINANCIAL	14432	PIXEL VELOCITY INC	1375069	12/01/2014	D/A	$10,000,000	$9,290,360
FIRST LIBERTIES FINANCIAL	14432	Neotx Holdings Ltd.	1659794	08/21/2019	D/A	$18,459,802	$9,229,901
FIRST LIBERTIES FINANCIAL	14432	Lodging Opportunity Fund Real Estate Investment Trust	1584939	08/13/2015	D/A	$15,000,000	$9,221,650
FIRST LIBERTIES FINANCIAL	14432	Whetstone Capital Offshore Fund, Ltd.	1654635	10/18/2021	D/A	Indefinite	$9,100,000
FIRST LIBERTIES FINANCIAL	14432	Whetstone Capital Offshore Fund, Ltd.	1654635	10/31/2019	D/A	Indefinite	$8,950,000
FIRST LIBERTIES FINANCIAL	14432	Whetstone Capital Offshore Fund, Ltd.	1654635	10/19/2020	D/A	Indefinite	$8,950,000
FIRST LIBERTIES FINANCIAL	14432	Whetstone Capital Offshore Fund, Ltd.	1654635	10/10/2018	D/A	Indefinite	$8,900,000
FIRST LIBERTIES FINANCIAL	14432	Whetstone Capital Offshore Fund, Ltd.	1654635	11/05/2015	D/A	Indefinite	$8,700,000
FIRST LIBERTIES FINANCIAL	14432	Whetstone Capital Offshore Fund, Ltd.	1654635	09/27/2016	D/A	Indefinite	$8,700,000

22 Results

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