Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| FIRST LIBERTIES FINANCIAL | 14432 | Beachhead Emerging Managers LLC | 1574116 | 04/11/2016 | D/A | Indefinite | $46,868,000 |
| FIRST LIBERTIES FINANCIAL | 14432 | Apis Captial L P | 1308032 | 07/30/2013 | D/A | Indefinite | $38,550,000 |
| FIRST LIBERTIES FINANCIAL | 14432 | Apis Captial L P | 1308032 | 07/29/2014 | D/A | Indefinite | $38,550,000 |
| FIRST LIBERTIES FINANCIAL | 14432 | REYNARD AMERICAN PARTNERS, L.P. | 841331 | 03/16/2012 | D/A | Indefinite | $36,528,121 |
| FIRST LIBERTIES FINANCIAL | 14432 | REYNARD AMERICAN PARTNERS, L.P. | 841331 | 03/15/2013 | D/A | Indefinite | $36,528,121 |
| FIRST LIBERTIES FINANCIAL | 14432 | Energy Alpha Partners, L.P. | 1479934 | 01/03/2011 | D/A | Indefinite | $32,126,000 |
| FIRST LIBERTIES FINANCIAL | 14432 | Energy Alpha Partners, L.P. | 1479934 | 12/22/2011 | D/A | Indefinite | $32,126,000 |
| FIRST LIBERTIES FINANCIAL | 14432 | Lodging Opportunity Fund Real Estate Investment Trust | 1584939 | 05/04/2017 | D/A | $100,000,000 | $31,980,210 |
| FIRST LIBERTIES FINANCIAL | 14432 | LAURIUM LIMPOPO US FEEDER LP | 1697454 | 03/22/2018 | D/A | Indefinite | $31,975,000 |
| FIRST LIBERTIES FINANCIAL | 14432 | ZALICONY HNW PPVA Series Account - 1 | 1610286 | 03/14/2016 | D/A | Indefinite | $31,760,851 |