Broker-Dealers on SEC Form D for FRANKLIN DISTRIBUTORS, LLC

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $5 Billion to $10 Billion $25 Billion to $50 Billion

Sort by:

Displaying 10 out of 44 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
FRANKLIN DISTRIBUTORS, LLC	109064	WESTERN ASSET SHORT-DATED HIGH YIELD PORTFOLIO, LLC	1541381	04/10/2023	D/A	Indefinite	$24,227,661
FRANKLIN DISTRIBUTORS, LLC	109064	Angeles Crest Opportunity Fund (Offshore), Ltd.	1577860	04/05/2018	D/A	Indefinite	$23,067,275
FRANKLIN DISTRIBUTORS, LLC	109064	Western Asset Opportunistic Structured Securities Portfolio, Ltd.	1639045	04/07/2022	D/A	Indefinite	$22,587,060
FRANKLIN DISTRIBUTORS, LLC	109064	Western Asset Mortgage Opportunity Fund, L.P.	1672710	03/24/2021	D/A	Indefinite	$22,328,136
FRANKLIN DISTRIBUTORS, LLC	109064	Franklin Ventures Investments, L.P. - Franklin FVP Series X	1890839	04/06/2023	D/A	Indefinite	$22,250,000
FRANKLIN DISTRIBUTORS, LLC	109064	WESTERN ASSET SHORT-DATED HIGH YIELD PORTFOLIO, LLC	1541381	04/07/2022	D/A	Indefinite	$22,187,927
FRANKLIN DISTRIBUTORS, LLC	109064	Franklin Ventures Investments , L.P. - FVP SERIES 10	1953626	03/23/2023	D/A	Indefinite	$21,680,000
FRANKLIN DISTRIBUTORS, LLC	109064	Western Asset Macro Opportunities Direct Feeder Fund, L.L.C.	1578783	04/11/2023	D/A	Indefinite	$21,030,709
FRANKLIN DISTRIBUTORS, LLC	109064	Angeles Crest Opportunity Fund (Offshore), Ltd.	1577860	04/14/2017	D/A	Indefinite	$20,847,160
FRANKLIN DISTRIBUTORS, LLC	109064	Western Asset Macro Opportunities Direct Feeder Fund, L.L.C.	1578783	06/24/2013	D	Indefinite	$20,000,000

44 Results

1
2
3
...
5
>