Broker-Dealers on SEC Form D for FRANKLIN DISTRIBUTORS, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 16 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
FRANKLIN DISTRIBUTORS, LLC	109064	Western Asset Global Sovereign(Q) Fixed Income, Ltd.	1473130	04/07/2022	D/A	Indefinite	$4,900,758
FRANKLIN DISTRIBUTORS, LLC	109064	Permal Investment Holdings Institutional Ltd	1458288	03/16/2012	D/A	Indefinite	$4,000,000
FRANKLIN DISTRIBUTORS, LLC	109064	Permal Investment Holdings Institutional Ltd	1458288	03/14/2013	D/A	Indefinite	$4,000,000
FRANKLIN DISTRIBUTORS, LLC	109064	Permal Investment Holdings Institutional Ltd	1458288	03/13/2014	D/A	Indefinite	$4,000,000
FRANKLIN DISTRIBUTORS, LLC	109064	Permal Investment Holdings Institutional Ltd	1458288	03/16/2015	D/A	Indefinite	$4,000,000
FRANKLIN DISTRIBUTORS, LLC	109064	Permal Investment Holdings Institutional Ltd	1458288	03/10/2016	D/A	Indefinite	$4,000,000
FRANKLIN DISTRIBUTORS, LLC	109064	BW GLOBAL MACRO FUND, L.P.	1613719	07/16/2015	D/A	Indefinite	$3,350,000
FRANKLIN DISTRIBUTORS, LLC	109064	BW GLOBAL MACRO FUND, L.P.	1613719	07/14/2016	D/A	Indefinite	$3,350,000
FRANKLIN DISTRIBUTORS, LLC	109064	BW GLOBAL MACRO FUND, L.P.	1613719	07/16/2014	D	Indefinite	$3,100,000
FRANKLIN DISTRIBUTORS, LLC	109064	Western Asset Global Sovereign(Q) Fixed Income, Ltd.	1473130	04/11/2023	D/A	Indefinite	$2,582,247

16 Results

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